江西财经大学学报 ›› 2019, Vol. 0 ›› Issue (02): 151-.

• • 上一篇    

新的时代背景下中国对金融机构社会责任国际立法的参与路径及战略探究

刘 盛   

  1. (厦门大学 法学院,福建 厦门 361005)
  • 发布日期:2021-01-21
  • 作者简介:刘 盛, 厦门大学博士研究生, 主要从事金融法研究, 联系方式Liushengxmu@163.com。

An Exploration of China’s Participation Path and Specific Strategy in International Legislation on Financial Institution’s Social Responsibility in the New Era

LIU Sheng   

  1. (Xiamen University, Xiamen 361005, China)
  • Published:2021-01-21

摘要: 金融机构社会责任国际立法包含以国家为主体达成的国家间立法和非国家行为体之间协商出现的私政府立法两种。故而中国对金融机构社会责任国际立法的参与应当遵循国家主体参与和金融机构主体参与的并行路径,前者要求综合运用一揽子博弈或早期收获的立法方式,以及双边、区域和多边等多头并进的立法模式;后者则主要体现为一种逐步参与的策略。两者之间呈现出一种互相影响、互为动力的正相关之关系。在具体战略方面,则需要从过去的积极参与转变为参与规则和主导规则并重,通过构建或参与相关的国家间立法和私政府立法来主动发出中国声音。

关键词: 企业社会责任,金融机构社会责任,国家间立法,私政府立法

Abstract: International legislation on social responsibility of financial institutions includes the inter-state legislation, which takes a state as the subject, and the private government legislation, which emerges upon negotiation among non-state actors. Therefore, China’s participation in the international legislation on social responsibility of financial institutions shall follow the parallel paths of participation by the state as the subject and participation by the financial institutions as the subject. The former requires a legislative method of a package game or early harvest and a legislative model of bilateral, regional and multilateral multi-thread advancement; while the latter is mainly reflected in a kind of strategy of gradual participation. There is a positive correlation of mutual affecting between the two. In terms of specific strategies, China shall transform from active participation in the past into laying equal stress on participating rules and dominating rules, and actively speak out China’s opinion through constructing or participating in relevant inter-state legislation?and private government legislation.

Key words: corporate social responsibility; financial institution’s social responsibility; inter-state legislation; private government legislation