当代财经 ›› 2023, Vol. 0 ›› Issue (2): 106-119.

• 产业与贸易 • 上一篇    下一篇

出口市场规模、初始生产率与中国工业企业技术创新

陈雅   

  1. 江西财经大学 国际经贸学院,江西 南昌 330013
  • 收稿日期:2021-06-20 修回日期:2022-10-27 出版日期:2023-02-15 发布日期:2023-02-14
  • 作者简介:陈雅,江西财经大学讲师,博士,主要从事国际贸易理论与政策研究,联系方式1337261214@qq.com。
  • 基金资助:
    国家自然科学基金项目“广义Armington替代弹性模型的拓展构造与中国贸易发展的预期应用研究”(71773042); 国家自然科学基金项目“多层次市场需求、企业创新与出口竞争新优势:理论与经验研究”(72263015); 国家自然科学基金项目“数字赋能中国制造业全球价值链攀升:理论机制、演化路径和对策研究”(72273057); 国家社会科学基金项目“‘双碳’目标下我国制造业出口产品质量升级的数字化驱动研究”(22BJY226)

Export Market Size, Initial Productivity and Technological Innovation of China’s Industrial Enterprises

CHEN Ya   

  1. Jiangxi University of Finance and Economics, Nanchang 330013, China
  • Received:2021-06-20 Revised:2022-10-27 Online:2023-02-15 Published:2023-02-14

摘要: 基于贸易竞争效应理论,主要采用中国工企数据库、中国企业专利数据库、中国专利全文数据库(知网版)、中国海关数据库和CEPII-BACI数据库的2002—2013年匹配合并数据,考察一般贸易企业出口市场规模的初始生产率调节机制对技术创新数量及质量的影响、出口市场规模增长率影响技术创新数量与质量增长率的时间点选择。结果发现:总体而言,只有当企业初始生产率超过临界值水平时,出口市场规模对技术创新数量与质量的积极影响才能显现;从结构上看,出口市场规模对技术创新数量与质量影响均为正的企业主要集中在化学原料和化学制品制造业,医药制造业,通用设备制造业,电气机械和器材制造业,计算机、通信和其他电气设备制造业;从时间点看,一般贸易企业的技术创新数量与质量的增长分别发生在出口市场规模增长后的第二年和第三年。因此,地方政府应改善营商环境,为出口企业减税降费;出口企业应提高生产率,降低成本,扩大出口市场规模,缩短创新决策时间,以发挥出口市场规模对创新数量与质量的积极作用。

关键词: 一般贸易, 出口市场规模, 初始生产率, 技术创新

Abstract: Based on the theory of trade competition effect, this paper mainly adopts the matching and merging data of the period of 2002—2013 from China Industrial and Enterprise Database, China Enterprise Patent Database, China Patent Full-text Database (CNKI), China Customs Database, and CEPII-BACI database toinvestigate the impact of the initial productivity adjustment mechanism of the export market size of China’s general trade enterprises on the quantity and quality of technological innovation, as well as the timing choice of the impact of export market size growth rate on the quantity and quality growth rate of technology innovation. The results show that, on the whole, only when the initial productivity of enterprises exceeds a threshold level can the positive impact of export market size on the quantity and quality of technological innovation appear.In terms of the structure, the enterprises with positive impacts of export market size on the quantity and quality of technological innovation are mainly concentrated around such industries as the chemical raw material and chemical products manufacturing, the medicine manufacturing, the general-purpose equipment manufacturing, the electric machinery and equipment manufacturing, and the computer, communication and other electric equipment manufacturing. In terms of timing, the growth of the quantity and quality of technological innovation of the general trading enterprises occurs in the second year and the third year after the growth of export market size respectively. Therefore, local governments should improve the business environment and reduce taxes and fees for the export enterprises. The export enterprises should improve productivity, reduce costs, expand the size of export markets, and shorten the time for innovation decision-making, so as to let export market size play a positive role in promoting the quantity and quality of innovation.

Key words: general trade, export market size, initial productivity, technology innovation

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