当代财经 ›› 2022, Vol. 0 ›› Issue (10): 15-27.

• 理论经济 • 上一篇    下一篇

高质量人力资本与中国城市创新能力——来自高校扩招政策的证据

何小钢1, 黄莹珊1, 朱国悦2   

  1. 1.江西财经大学 产业经济研究院,江西 南昌 330013;
    2.暨南大学 产业经济研究院,广东 广州 510632
  • 收稿日期:2022-06-28 出版日期:2022-10-15 发布日期:2022-10-18
  • 通讯作者: 黄莹珊,江西财经大学博士研究生,主要从事公司治理与产业发展研究,联系方式yingshan_huang@163.com。
  • 作者简介:何小钢,江西财经大学教授,经济学博士,主要从事技术创新与企业成长研究;朱国悦,暨南大学博士研究生,主要从事技术创新与产业发展研究。
  • 基金资助:
    国家自然科学基金项目“信息通讯技术与企业生产率:理论机制、实现路径与微观证据”(71963017); 国家自然科学基金项目 “机器人使用的就业与收入效应:理论机制、微观证据与政策设计”(72163016); 国家社会科学基金重大项目“后扶贫时代中国城乡相对贫困统计测度与治理机制”(20&ZD131)

High-Quality Human Capital and China's Urban Innovation Capacity: Evidences from University Enrollment Expansion Policy

HE Xiao-gang1, HUANG Ying-shan1, ZHU Guo-yue2   

  1. 1. Jiangxi University of Finance and Economics, Nanchang 330013;
    2. Jinan University, Guangzhou 510632, China
  • Received:2022-06-28 Online:2022-10-15 Published:2022-10-18

摘要: 高质量人力资本是实施“科技强国”战略的重要支撑。基于1999年高校扩招这一外生政策构造的准自然实验和双重差分法的研究结果表明,高校扩招政策带来的人力资本扩张有效地提升了城市创新能力,且这一影响随时间的推移显著增强。机制分析表明,人力资本扩张显著提高了劳动者技能水平,而技能劳动进一步诱发了创新要素的集聚效应,提升了城市内部的研发能力,由此共同推动了城市创新水平的提升。异质性分析表明,人力资本扩张对东部城市、创新基础较好、资本品进口增长更快以及市场化程度更高的城市创新提升效应更大。分产业来看,人力资本对城市第二产业创新能力的提升有更大的促进作用。因此,在进一步推进市场化机制改革时,也要注重产业政策的配套,同时加大对欠发达地区的政策倾斜,以推动产业、区域协调发展。

关键词: 人力资本, 高校扩招, 城市创新, 集聚效应, 科技强国

Abstract: The high-quality human capital is an important support for the implementation of the strategy of“strengthening the country with science and technology”. The results of a quasi-natural experiment based on the exogenous policy construct of the enrollment expansionin high education in 1999 and astudy withDID method show that the human capital expansion brought about by the university enrollment expansion policy has effectively increased the innovation capacity of cities, and that this effect has increased significantly over time. A mechanistic analysis shows that the expansion of human capital has significantly increased the skill level of workers, while skilled labor further induces the agglomeration effect of innovation factors and enhances the R&D capacity within cities, thus contributing to the increase of innovation level in cities. A heterogeneity analysis shows that human capital expansion has a greater effect on innovation in the eastern cities and the cities with a better innovation base, faster growth in capital goods imports and a higher degree of marketisation. In addition, by industry, human capital has a greater contribution to the increase in innovation capacity of urban secondary industries. Therefore, when further promoting the reform of market-based mechanisms, it is also important to focus on the supporting industrial policies and at the same time increase the policy support towards the less developed regions, so as to promote the coordinated industrial and regional developments.

Key words: human capital, university enrollment expansion, urban innovation, agglomeration effect, strengthening the country with science and technology

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