当代财经 ›› 2020, Vol. 0 ›› Issue (6): 90-100.

• 企业管理 • 上一篇    下一篇

企业创新行为的关键影响因素研究述评——基于企业、市场和政府的视角

阳丹   

  1. 西南财经大学 经贸外语学院,四川 成都 611130
  • 收稿日期:2020-01-12 修回日期:2020-04-13 出版日期:2020-06-15 发布日期:2020-12-10
  • 作者简介:阳 丹,西南财经大学副教授,博士,主要从事组织与公司金融研究,联系方式oyd@swufe.edu.cn。
  • 基金资助:
    国家自然科学基金青年项目“经济周期与企业R&D投资策略及其调整机制研究——基于市场和企业双重异质性的视角”(71802162)

A Review of the Researches on the Key Influencing Factors in Corporate Innovation Behavior: From the Perspective of Enterprises, Market and Government

YANG Dan   

  1. Southwestern University of Finance and Economics, Chengdu 611130, China
  • Received:2020-01-12 Revised:2020-04-13 Online:2020-06-15 Published:2020-12-10

摘要: 作为国家和地区创新体系中的关键微观主体,企业的创新行为及其决定机制是学术界关注的重点领域。遵循从微观到宏观的基本思路,从企业异质性、市场异质性和宏观政策与制度三个层面梳理了近期该领域的主要研究成果。总体上看,企业研发行为的影响因素主要包括企业层面的财务状况、公司治理和管理者个人特征,市场层面的竞争结构、发达程度与治理机制,以及政府层面的宏观政策、政府干预和知识产权保护等相关法律法规。但在具体的作用机制上,很多研究结论之间存在不一致,甚至相互矛盾。在未来的研究中,一要进一步强化研究场景和研究假设的厘定,以提升研究结论的可靠性和适用性;二要注重大数据与人工智能等新技术带来的商业模式重构,将经济管理逻辑与技术逻辑有机结合,避免单纯地用经济与管理理论推演企业研发行为的内在决定;三要强化深入一线实践的调研访谈和典型案例研究,避免单纯的逻辑推演或缺乏实践调研基础的大样本分析。

关键词: 企业创新, 企业异质性, 市场异质性, 政府干预

Abstract: As the key microcosmic bodies in the national and regional innovation systems, enterprises have made their innovation behaviors and the determining mechanism the key topics in academic circles. Following the basic train of thought from micro to macro, this paper reviews the main research results in this field in recent years from the three aspects: corporate heterogeneity, market heterogeneity and macro policy and institution. In general, the influencing factors of corporate R&D behaviors mainly include the financial situation of the enterprises, corporate governance and executives' personal characteristics at the firm level; the competition structure, development level and governance mechanism at the market level; and the macro policies, government intervention, intellectual property protection and other relevant laws and regulations at the government level. However, as to the specific functioning mechanisms, there are many inconsistencies and even contradictions existing in the current literatures. Therefore, in the future researches, attention should be paid to the following points: firstly, it is necessary to further strengthen the determination of research scenarios and research hypotheses, so as to improve the reliability and applicability of research conclusions; secondly, attention should be paid to the business model reconstruction brought by new technologies such as big data and artificial intelligence, the economic management logic and technical logic should be integrated organically, so as to avoid using economic and management theory alone to deduce the internal decisions of corporate R&D behaviors; thirdly, it is necessary to strengthen the investigations and interviews in the front-line practice and the studies of typical cases, so as to avoid pure logical deduction or large sample analysis that lack of practical investigation and survey.

Key words: corporate innovation, corporate heterogeneity, market heterogeneity, government intervention

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