江西财经大学学报 ›› 2026, Vol. 0 ›› Issue (3): 70-80.

• 经济管理 • 上一篇    下一篇

收入不平等、技术外溢与产业结构转型

白雪洁a, 王欣悦b   

  1. 南开大学 a. 经济与社会发展研究院 b. 经济学院,天津 300071
  • 收稿日期:2025-08-26 修回日期:2026-04-09 出版日期:2026-05-25 发布日期:2026-05-29
  • 通讯作者: 王欣悦,南开大学博士研究生,主要从事产业经济学研究,联系方式xywang2000@126.com。
  • 作者简介:白雪洁,南开大学教授,博士生导师,主要从事产业经济学研究。
  • 基金资助:
    国家社会科学基金重大项目“大国经济条件下构建自主可控的现代产业体系重大问题研究”(21&ZD099)

Income Inequality, Technology Spillover and Industrial Structural Transformation

Bai Xue-jie, Wang Xin-yue   

  1. Nankai University, Tianjin 300071, China
  • Received:2025-08-26 Revised:2026-04-09 Online:2026-05-25 Published:2026-05-29

摘要: 准确把握收入不平等和产业结构转型的互动关系对于兼顾效率与公平具有重要现实意义。理论模型将技术外溢纳入收入不平等与产业结构转型的分析框架,利用中国微观家庭调查数据估计价格独立广义线性效用函数的偏好参数,分析在不同技术外溢程度下,收入不平等对产业结构转型的影响,并结合城市面板数据进行实证检验。理论模型和数值模拟结果表明收入不平等有利于服务品种类的增加,但具有一定替代性的产品种类增加所导致的产品间竞争加剧会使得服务品相对价格降低,受制于需求疲软,服务品价格下降所带来的收入效应无法大幅转化为需求增量,最终表现为基尼系数越大,产业结构转型越缓慢。在这一过程中,技术外溢通过影响供给侧服务品创新,调节收入不平等与产业结构转型的关系。实证研究也证实收入不平等会抑制产业结构转型,且抑制作用随技术外溢程度的提高而不断增强。异质性分析发现,收入不平等对产业结构转型的抑制作用在经济欠发达、低市场化和中小城市中表现得更强,技术外溢的调节作用在经济发达、高市场化和大城市中更强。因此,应着力改善收入分配格局、强化技术外溢效应、因地制宜地实施差异化政策,发挥先进带后进的区域间合作机制,以更有效推动产业结构转型。

关键词: 收入不平等, 基尼系数, 技术外溢, 产业结构转型, 服务品种类

Abstract: This paper estimates the preference parameters of the price-independent generalized linear (PIGL) utility function by using Chinese micro household survey data and analyzes the impact of income inequality on structural transformation of industry under different degrees of technology spillover, then it conducts an empirical test with urban panel data. The results of theoretical and numerical simulation show that income inequality is conducive to the increase of service varieties. However, intensified competition among products caused by the increase of substitutable service varieties reduces the relative price of services. Constrained by weak demand, the income effect brought by falling service prices cannot be substantially transformed into demand growth. Consequently, the higher the Gini coefficient, the slower the structural transformation of industry. In this process, technology spillover moderates the relationship between income inequality and structural transformation of industry by affecting service innovation on the supply side. The empirical study also confirms that income inequality inhibits structural transformation of industry, and such inhibition effect continuously strengthens with the improvement of technology spillover. The heterogeneity analysis finds that the inhibitory effect is stronger in less developed regions, regions with low marketization, and small and medium-sized cities, while the moderating effect of technology spillover is higher in developed regions, regions with high marketization, and large cities. Therefore, efforts should be made to improve the income distribution pattern, enhance technology spillover effects, implement differentiated policies according to local conditions, and leverage inter-regional cooperation mechanisms where advanced regions drive backward areas, so as to more effectively promote industrial structure transformation.

Key words: income inequality, Gini coefficient, technology spillover, industrial structural transformation, service varieties

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