当代财经 ›› 2025, Vol. 0 ›› Issue (4): 126-139.

• 产业与贸易 • 上一篇    下一篇

要素禀赋差距与外资开放的绿色生产率效应

陈媛1, 茹玉骢1, 孙镜怡2   

  1. 1.上海对外经贸大学 国际经贸学院,上海 201620;
    2.北京大学 新结构经济学研究院,北京 100091
  • 收稿日期:2023-12-26 修回日期:2024-10-21 出版日期:2025-04-15 发布日期:2025-04-16
  • 通讯作者: 孙镜怡,北京大学博士研究生,主要从事国际贸易与国际经济研究,联系方式jysun2021@nsd.pku.edu.cn。
  • 作者简介:陈媛,上海对外经贸大学讲师,经济学博士,主要从事产业经济学、交通和区域经济学、国际贸易研究;茹玉骢,上海对外经贸大学教授,博士生导师,经济学博士,主要从事国际贸易与产业经济学研究。
  • 基金资助:
    国家社会科学基金一般项目“双向FDI促进‘双循环’新格局构建的理论机制与实现路径研究”(22BJL104)

The Gap in Factor Endowment and the Green Productivity Effect of Foreign Investment Openness

Chen Yuan1, Ru Yu-cong1, Sun Jing-yi2   

  1. 1. Shanghai University of International Business and Economics, Shanghai 201620;
    2. Beijing University, Beijing 100091, China
  • Received:2023-12-26 Revised:2024-10-21 Online:2025-04-15 Published:2025-04-16

摘要: 绿色全要素生产率是新质生产力的重要衡量指标,体现了新时代绿色发展的理念和高质量发展的要求。从要素禀赋差距的视角入手,分析鼓励外资进入政策对企业绿色全要素生产率的影响及其微观机制。基于2000—2013年中国工业企业数据库和工业企业污染数据库,用马尔姆奎斯特-伦贝格指数法测算了工业企业的绿色全要素生产率,并通过《外商投资产业指导目录》对中国外资管制放松政策进行识别,考察企业与当地要素禀赋差距对企业绿色全要素生产率的影响。研究结果表明,鼓励外资进入政策能否提高企业的绿色全要素生产率,取决于企业生产技术能否与当地要素禀赋结构相匹配。若企业与当地要素禀赋差距过大,则会削弱外资开放政策对于企业绿色全要素生产率的提升效应。其内在机制在于,生产技术不符合当地要素禀赋结构的企业,在面对鼓励外资进入政策时绿色技术进步更慢,管理效率更低,产品配置集中度越低,从而导致其绿色全要素生产率下降。

关键词: 禀赋结构, 资本-劳动比, 外资开放, 绿色全要素生产率

Abstract: As an important measure of the new quality productivity, Green Total Factor Productivity (GTFP) reflects the concept of green development in the new era and the requirements for high-quality development. Starting from the perspective of factor endowment gap, this paper analyzes the impact and the micro mechanism of the policies encouraging foreign investment on green total factor productivity of enterprises. Based on the China Industrial Enterprise Database and Industrial Enterprise Pollution Database from 2000 to 2013, this paper adopts the Malmquist-Renberg Index method to measure the green total factor productivity of industrial enterprises. The relaxation policy of foreign investment control in China is identified through the Foreign Investment Industry Guidance Catalogue, and the impact of the gap in factor endowments between enterprises and local areas on the green total factor productivity of enterprises is examined. The research results indicate that whether the policy of encouraging foreign investment can improve the green total factor productivity of enterprises depends on whether the production technology of enterprises can match the local factor endowment structure. If the gap in factor endowments between enterprises and local areas is too large, it will weaken the effect of foreign investment opening policies on the improvement of green total factor productivity of enterprises. The inherent mechanism is that enterprises whose production technology does not conform to the local factor endowment structure will experience slower progress in green technology, lower management efficiency, and lower concentration of product allocation when faced with policies encouraging foreign investment, resulting in a decrease in their green total factor productivity.

Key words: factor endowment structure, capital-labor ratio, opening up to foreign investment, green total factor productivity

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