当代财经 ›› 2018, Vol. 0 ›› Issue (01): 175-.

• • 上一篇    

资源配置、技术创新效率与新兴产业环节性产能过剩——基于中国光伏行业的实证分析

白雪洁a,于志强b   

  1. (南开大学 a. 经济与社会发展研究院;b. 经济学院,天津 300071)
  • 收稿日期:2017-09-08 发布日期:2021-01-21
  • 作者简介:白雪洁,南开大学教授,博士生导师,博士,主要从事产业经济理论与政策、产业效率分析研究;于志强,南开大学博士研究生,主要从事产业效率分析研究,通讯作者联系方式834565998@qq.com。

Resource Allocation, Technical Innovation Efficiency and Linkage Overcapacity of Emerging Industry: An Empirical Analysis Based on China’s Photovoltaic Industry

BAI Xue-jie, YU Zhi-qiang   

  1. (Nankai University, Tianjin 300071, China)
  • Received:2017-09-08 Published:2021-01-21

摘要: 构建基于资源配置冗余视角的生产与创新双重资源配置效率影响新兴产业产能过剩的机理模型,并纳入需求因素,探讨其对新兴产业环节性产能过剩的影响。以光伏行业为例,结合市场需求-供给比率测算了光伏行业整体及其三个环节的产能利用率,量化测算了资源配置效率和技术创新效率及其对产能利用率的影响程度,结果发现,光伏行业产能利用率的提高有赖于生产与创新双重资源配置效率的提升;资源配置效率主要对上游和下游企业的产能利用率产生正向影响,对中游企业却因增加供给而产生负向影响;技术创新效率对下游企业产能利用率具有明显的积极作用,而对上游和中游企业却因先抑后扬的结构调整效应短期内未能对产能利用率提升产生积极作用。

关键词: 产能过剩,产能利用率,资源配置效率,技术创新效率

Abstract: From the perspective of resource allocation redundancy, this paper constructs the mechanism model of the influence of the production and innovation dual resource allocation efficiency on the overcapacity of emerging industries; then it discusses such influence on the linkage overcapacity of emerging industries by bringing demand factors into the model. Taking the photovoltaic industry as an example and making use of the market demand-supply ratio, it measures the capacity utilization rate of the industry as a whole and its three links, and quantitatively measures the resource allocation efficiency and technological innovation efficiency and their impact on the capacity utilization rate. The findings show that the improvement of the capacity utilization rate of the photovoltaic industry depends on the improvement of the production and innovation dual resource allocation efficiency; the resource allocation efficiency mainly has a positive impact on the capacity utilization rate of the upstream and downstream enterprises, but due to the increase of supply, it has negative impact on the capacity utilization rate of the middle-stream enterprises; the technological innovation efficiency has an obvious positive effect on the capacity utilization rate of the downstream enterprises, however, due to the structural adjustment, it failes to have positive effects on the improvement of capacity utilization of the upstream and middle-stream enterprises in the short term.

Key words: overcapacity;capacity utilization;resource allocation efficiency;technical innovation efficiency